national financial services llc albuquerque, nm

Quick Look at the Best Financial Advisors in Albuquerque, New Mexico: Best for Client Portal: Portfolio Wealth Advisors, LLC. If you don't know, it is a scam. Security National Financial Services Beginning January 14, 2022 online access to your accounts will only be available via AdviceWorks. If you think someone is trying to scam you, this is the place to ask about it. ._3-SW6hQX6gXK9G4FM74obr{display:inline-block;vertical-align:text-bottom;width:16px;height:16px;font-size:16px;line-height:16px} Cloudflare Ray ID: 7a2d050109e7904c Will follow up with them. I got a letter today verifying my change of address and I had no clue who these people were. endstream endobj startxref ._1aTW4bdYQHgSZJe7BF2-XV{display:-ms-grid;display:grid;-ms-grid-columns:auto auto 42px;grid-template-columns:auto auto 42px;column-gap:12px}._3b9utyKN3e_kzVZ5ngPqAu,._21RLQh5PvUhC6vOKoFeHUP{font-size:16px;font-weight:500;line-height:20px}._21RLQh5PvUhC6vOKoFeHUP:before{content:"";margin-right:4px;color:#46d160}._22W-auD0n8kTKDVe0vWuyK,._244EzVTQLL3kMNnB03VmxK{display:inline-block;word-break:break-word}._22W-auD0n8kTKDVe0vWuyK{font-weight:500}._22W-auD0n8kTKDVe0vWuyK,._244EzVTQLL3kMNnB03VmxK{font-size:12px;line-height:16px}._244EzVTQLL3kMNnB03VmxK{font-weight:400;color:var(--newCommunityTheme-metaText)}._2xkErp6B3LSS13jtzdNJzO{-ms-flex-align:center;align-items:center;display:-ms-flexbox;display:flex;margin-top:13px;margin-bottom:2px}._2xkErp6B3LSS13jtzdNJzO ._22W-auD0n8kTKDVe0vWuyK{font-size:12px;font-weight:400;line-height:16px;margin-right:4px;margin-left:4px;color:var(--newCommunityTheme-actionIcon)}._2xkErp6B3LSS13jtzdNJzO .je4sRPuSI6UPjZt_xGz8y{border-radius:4px;box-sizing:border-box;height:21px;width:21px}._2xkErp6B3LSS13jtzdNJzO .je4sRPuSI6UPjZt_xGz8y:nth-child(2),._2xkErp6B3LSS13jtzdNJzO .je4sRPuSI6UPjZt_xGz8y:nth-child(3){margin-left:-9px} national financial services llc respondent. 2023, International Association of Better Business Bureaus, Inc., separately incorporated Better Business Bureau organizations in the US, Canada and Mexico and BBB Institute for Marketplace Trust, Inc. All rights reserved. With National Financial Services LLC (NFS), a Fidelity Investments company, you can feel confident that much of the critical trade processing, clearance, client reporting, and systems work that backs your investment professional is performed by an industry leader. It's possible that they will call you up, claim they gave you too much and ask you to wire the extra back. CORE Mission Statement:<br>" INTEGRITY'S PATH LLC. YP, the YP logo and all other YP marks contained herein are trademarks of YP LLC and/or YP affiliated companies. 3 Top 10 We're one of the top U.S. BBB Business Profiles may not be reproduced for sales or promotional purposes. From Business: Visit our office today located in Albuquerque, NM. Take the 3-Minute Confident Retirement check. The action you just performed triggered the security solution. Securities and Commodity Contracts Intermediation and Brokerage Securities, Commodity Contracts, and Other Financial Investments and Related Activities Finance and Insurance Printer Friendly View Address: 19200 Von Karman Ave Ste 400 Irvine, CA, 92612-8512 United States See other locations Phone: ? Wed love to help you build a financial strategy for YOUR needs. Best Robo-Advisor: M1 Finance. Refer a friend. He has a unique personal and. As a matter of policy, BBB does not endorse any product, service or business. A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities - stocks, bonds, mutual funds, and certain other investment products - on behalf of its customer (as broker), for its own bank (dealer), or both. It offers various planning strategies to help individuals and businesses with their financial goals. ._1LHxa-yaHJwrPK8kuyv_Y4{width:100%}._1LHxa-yaHJwrPK8kuyv_Y4:hover ._31L3r0EWsU0weoMZvEJcUA{display:none}._1LHxa-yaHJwrPK8kuyv_Y4 ._31L3r0EWsU0weoMZvEJcUA,._1LHxa-yaHJwrPK8kuyv_Y4:hover ._11Zy7Yp4S1ZArNqhUQ0jZW{display:block}._1LHxa-yaHJwrPK8kuyv_Y4 ._11Zy7Yp4S1ZArNqhUQ0jZW{display:none} 21800 town center plaza, suite 266a, sterling, va 20164, us. SOFC June 30, 2022 (unaudited) (PDF) SOFC December 31, 2021 (audited) (PDF) 602904.21. %PDF-1.6 % ._3bX7W3J0lU78fp7cayvNxx{max-width:208px;text-align:center} For years, we've helped families and businesses across Albuquerque reach their financial goals. National Financial Services LLC as agent forFIDELITY INVESTMENTSP.O. Generally, businesses need an EIN. Account Being Transfer red Account Number DTC (if known) Account Owner/Trust/Entity Name Account Owner/Trust/Entity Name (s) Been part of TTLive, Full Service TTL, was part of Accuracy guaran What is the Qualified Business Income (QBI) de Should I file my business and personal taxes t How do I enter a 1099-K in TurboTax Online? His passion has expanded to helping retirees, too. ._3K2ydhts9_ES4s9UpcXqBi{display:block;padding:0 16px;width:100%} I talked to them at night and he said the day people might be able to dig further. Search results are sorted by a combination of factors to give you a set of choices in response to your search criteria. 7200 Menaul Blvd NE, Albuquerque, NM 87110, 8500 Menaul Blvd NE, Albuquerque, NM 87112, 4900 Pan American Fwy, Albuquerque, NM 87109. We pride ourselves on creating relationships that last. If you don't get a satisfactory response on the phone, try looking on Fidelity's web site, and see if there's a store near you. National Financial Services LLC Privacy Notice Flyer | Fidelity Institutional National Financial Services LLC Privacy Notice Flyer This content requires Adobe Acrobat Reader. See current and past brochures below. Now with his sons on board to provide a solid succession plan, Silver Leaf . This Investor Center: 800-418-6291 (office hours only) Fidelity Customer Service Center: 800-343-3548 (24/7) (FEA) in November 2018. Looking for more information? Please clarify - thanks! For the same . We primarily look for interesting ideas, trends and early stage ventures and are focused on building world-class businesses. * Intended for individuals who manage their workplace retirement plans or other benefits through Fidelity, however, the tools, guidance, and educational materials on these sites may be helpful to others as well. The Registered Agent on file for this company is National Business Services, LLC and is located at 1112 San Pedro Dr Ne #188, Albuquerque, NM 87110. Fidelity Institutional is a division of Fidelity Investments which offers clearing and custody services, investment and technology products and solutions, brokerage and trading services, and a range of insights, expertise, and world-class client experience to financial intermediary firms and institutions. 2019-Individual-X85523235-Consolidated-Form-1099.pdf - FIDELITY BROKERAGE SERVICES LLC P.O. @keyframes _1tIZttmhLdrIGrB-6VvZcT{0%{opacity:0}to{opacity:1}}._3uK2I0hi3JFTKnMUFHD2Pd,.HQ2VJViRjokXpRbJzPvvc{--infoTextTooltip-overflow-left:0px;font-size:12px;font-weight:500;line-height:16px;padding:3px 9px;position:absolute;border-radius:4px;margin-top:-6px;background:#000;color:#fff;animation:_1tIZttmhLdrIGrB-6VvZcT .5s step-end;z-index:100;white-space:pre-wrap}._3uK2I0hi3JFTKnMUFHD2Pd:after,.HQ2VJViRjokXpRbJzPvvc:after{content:"";position:absolute;top:100%;left:calc(50% - 4px - var(--infoTextTooltip-overflow-left));width:0;height:0;border-top:3px solid #000;border-left:4px solid 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The Eckelman Bergamo Yablonsky Team - UBS Financial Services Inc. Q Financial Planning-Ameriprise Financial Service Inc. Fidelity Capital Markets is the institutional trading arm of Fidelity Investments, providing trading products and services to a wide array of clients, including buy-side institutions and hedge funds, as well as to Fidelity's own businesses. National Financial Services LLC is another name for Fidelity. The NFC partners have invested in, and successfully exited, over 30 companies in the healthcare . As I started reading, I said I get stuff from Fidelity in that name. Susan.Morrison@ampf.com. It says this was drawn in from my 2015 return, but I don't recognize it. NATIONAL FINANCIAL SERVICES, LLC Company Number 2861813 Status Active Incorporation Date 3 April 2007 (almost 16 years ago) Company Type Domestic Limited Liability Company Jurisdiction New Mexico (US) Agent Name MIKE L. BORNFIELD Agent Address 6165 CORRALES ROAD, CORRALES, NM, 87048, USA Directors / Officers MIKE L. BORNFIELD, agent, 3 Apr 2007 - 04-3523567. If you don't know who they are then don't deposit it. BBB Business Profiles generally cover a three-year reporting period. Start preparing for a more confident future. NFS processes tens of . .FIYolDqalszTnjjNfThfT{max-width:256px;white-space:normal;text-align:center} All other marks contained herein are the property of their respective owners. These factors are similar to those you might use to determine which business to select from a local Yellow Pages directory, including proximity to where you are searching, expertise in the specific services or products you need, and comprehensive business information to help evaluate a business's suitability for you. Any thoughts? Advertising / Deceptive: National Financial Services, LLC Irvine, California. %%EOF Here's the from on a 1099-R I get at tax time. Contact Us Client Satisfaction 5.0 / 5 rating based on 30 reviews. Website: www.mybrokerageinfo.com When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints. From the drop-down, chooseTools(see screenshot). I had all my investments with USAA (a couple IRAs and a managed mutual fund). Box 28019 Albuquerque, NM 87125-8019 CUSTOMER NAME ADDRESS CITY STATE ZIP Envelope 0000000000 2022 Form 1099-SA Distributions from an HSA 123-456789 ***-**-0000 1 of 2 Federal ID Number: 00-0000000 Customer Service:800-544-3716 Visit Us Online:Fidelity.com National Financial Services Llc. By contacting us, you may be offered information regarding insurance and annuities offered through National Financial Services Group, LLC. Performance & security by Cloudflare. ,psruw 1dwlrqdo )lqdqfldo 6huylfhv 7d[ ,qirupdwlrq lqwr 7xuer7d[ ,i \rx duh d 1dwlrqdo )lqdqfldo 6huylfhv fxvwrphu dqg xvh 7xuer7d[ \rx pd\ eh deoh wr lpsruw fhuwdlq lqirupdwlrq gluhfwo\ iurp \rxu dffrxqw lqwr wkh vriwzduh National Financial Services LLC Phone Number Call National Financial Services LLC customer service faster with GetHuman 800-752-7053 Customer service Current Wait: 25 mins (21m avg) Hours: Mon-Fri 8am-10pm, Sat 8am-8pm, Sun 8am-9pm EST; best time to call: 1pm This rating reflects BBB's opinion about the entire organization's interactions with its customers, including interactions with local locations. Name (Required) Email (Required) Phone. The University of Minnesota shall provide equal access to and opportunity in its programs, facilities, and employment without regard to race, color, creed, religion, national origin, gender, age, marital status, disability, public assistance status, veteran status, sexual orientation, gender identity, or gender expression. The salary range is from $63,084 to $78,095. Website: www.fnf.com Include accomplishments you want visitors to know about. 220 0 obj <>stream Press J to jump to the feed. Perhaps last year you sold stock or had an investment account of some kind with either of these entities. Perhaps last year you sold stock or had an investment account of some kind with either of these entities. Premier investment & rental property taxes. Security description is ,credit balance. 23 0 obj <> endobj Press question mark to learn the rest of the keyboard shortcuts. However, BBB does not verify the accuracy of information provided by third parties, and does not guarantee the accuracy of any information in Business Profiles. If you have fallen for a scam, you can post your experience here to warn others. 6565 Americas Parkway NE . NATIONAL FINANCIAL SOLUTIONS, LLC is a New Mexico Domestic Limited-Liability Company filed on April 14, 2020. If I got an unsolicited check through the mail with no accompanying paperwork, i'd tear it up. USAA Investment Management Company 1-800-531-8747 m Fax 1-800-292-8177 m usaa. ._1EPynDYoibfs7nDggdH7Gq{margin-bottom:8px;position:relative}._1EPynDYoibfs7nDggdH7Gq._3-0c12FCnHoLz34dQVveax{max-height:63px;overflow:hidden}._1zPvgKHteTOub9dKkvrOl4{font-family:Noto Sans,Arial,sans-serif;font-size:14px;line-height:21px;font-weight:400;word-wrap:break-word}._1dp4_svQVkkuV143AIEKsf{-ms-flex-align:baseline;align-items:baseline;background-color:var(--newCommunityTheme-body);bottom:-2px;display:-ms-flexbox;display:flex;-ms-flex-flow:row nowrap;flex-flow:row nowrap;padding-left:2px;position:absolute;right:-8px}._5VBcBVybCfosCzMJlXzC3{font-family:Noto Sans,Arial,sans-serif;font-size:14px;font-weight:400;line-height:21px;color:var(--newCommunityTheme-bodyText)}._3YNtuKT-Is6XUBvdluRTyI{position:relative;background-color:0;color:var(--newCommunityTheme-metaText);fill:var(--newCommunityTheme-metaText);border:0;padding:0 8px}._3YNtuKT-Is6XUBvdluRTyI:before{content:"";position:absolute;top:0;left:0;width:100%;height:100%;border-radius:9999px;background:var(--newCommunityTheme-metaText);opacity:0}._3YNtuKT-Is6XUBvdluRTyI:hover:before{opacity:.08}._3YNtuKT-Is6XUBvdluRTyI:focus{outline:none}._3YNtuKT-Is6XUBvdluRTyI:focus:before{opacity:.16}._3YNtuKT-Is6XUBvdluRTyI._2Z_0gYdq8Wr3FulRLZXC3e:before,._3YNtuKT-Is6XUBvdluRTyI:active:before{opacity:.24}._3YNtuKT-Is6XUBvdluRTyI:disabled,._3YNtuKT-Is6XUBvdluRTyI[data-disabled],._3YNtuKT-Is6XUBvdluRTyI[disabled]{cursor:not-allowed;filter:grayscale(1);background:none;color:var(--newCommunityTheme-metaTextAlpha50);fill:var(--newCommunityTheme-metaTextAlpha50)}._2ZTVnRPqdyKo1dA7Q7i4EL{transition:all .1s linear 0s}.k51Bu_pyEfHQF6AAhaKfS{transition:none}._2qi_L6gKnhyJ0ZxPmwbDFK{transition:all .1s linear 0s;display:block;background-color:var(--newCommunityTheme-field);border-radius:4px;padding:8px;margin-bottom:12px;margin-top:8px;border:1px solid var(--newCommunityTheme-canvas);cursor:pointer}._2qi_L6gKnhyJ0ZxPmwbDFK:focus{outline:none}._2qi_L6gKnhyJ0ZxPmwbDFK:hover{border:1px solid var(--newCommunityTheme-button)}._2qi_L6gKnhyJ0ZxPmwbDFK._3GG6tRGPPJiejLqt2AZfh4{transition:none;border:1px solid var(--newCommunityTheme-button)}.IzSmZckfdQu5YP9qCsdWO{cursor:pointer;transition:all .1s linear 0s}.IzSmZckfdQu5YP9qCsdWO ._1EPynDYoibfs7nDggdH7Gq{border:1px solid transparent;border-radius:4px;transition:all .1s linear 0s}.IzSmZckfdQu5YP9qCsdWO:hover ._1EPynDYoibfs7nDggdH7Gq{border:1px solid var(--newCommunityTheme-button);padding:4px}._1YvJWALkJ8iKZxUU53TeNO{font-size:12px;font-weight:700;line-height:16px;color:var(--newCommunityTheme-button)}._3adDzm8E3q64yWtEcs5XU7{display:-ms-flexbox;display:flex}._3adDzm8E3q64yWtEcs5XU7 ._3jyKpErOrdUDMh0RFq5V6f{-ms-flex:100%;flex:100%}._3adDzm8E3q64yWtEcs5XU7 .dqhlvajEe-qyxij0jNsi0{color:var(--newCommunityTheme-button)}._3adDzm8E3q64yWtEcs5XU7 ._12nHw-MGuz_r1dQx5YPM2v,._3adDzm8E3q64yWtEcs5XU7 .dqhlvajEe-qyxij0jNsi0{font-size:12px;font-weight:700;line-height:16px;cursor:pointer;-ms-flex-item-align:end;align-self:flex-end;-webkit-user-select:none;-ms-user-select:none;user-select:none}._3adDzm8E3q64yWtEcs5XU7 ._12nHw-MGuz_r1dQx5YPM2v{color:var(--newCommunityTheme-button);margin-right:8px;color:var(--newCommunityTheme-errorText)}._3zTJ9t4vNwm1NrIaZ35NS6{font-family:Noto Sans,Arial,sans-serif;font-size:14px;line-height:21px;font-weight:400;word-wrap:break-word;width:100%;padding:0;border:none;background-color:transparent;resize:none;outline:none;cursor:pointer;color:var(--newRedditTheme-bodyText)}._2JIiUcAdp9rIhjEbIjcuQ-{resize:none;cursor:auto}._2I2LpaEhGCzQ9inJMwliNO,._42Nh7O6pFcqnA6OZd3bOK{display:inline-block;margin-left:4px;vertical-align:middle}._42Nh7O6pFcqnA6OZd3bOK{fill:var(--newCommunityTheme-button);color:var(--newCommunityTheme-button);height:16px;width:16px;margin-bottom:2px} h!KCq?u{ X`5~ib ZL/`EX;i=fyf.8s}q.t@i9;b\I>Vpya&bE&2F~"Cs8= '3L>u|3=s=~UerE`V>%rX+9_r-j0 Nn.W National Financial Services, LLC Is this Your Business? toMy Accountat A financial advisory practice of Ameriprise Financial Services, LLC. 817-474-6312. Business Address. National Financial Services LLC Customer Service Phone Number 800-877-2410 - Info & Statistics Phone number to dial 800-877-2410 Call-back available NO Message & get attention NO Call picked up by a real person YES Department you're calling Customer Service Call center hours Mon-Fri 8am-10pm, Sat 8am-8pm, Sun 8am-9pm EST Best time to dial 9:30am AdviceWorks is an easy-to-use platform that allows you to collaborate with your financial professional, set goals and measure progress, and see all your finances in one place. Premier investment & rental property taxes. It's a very common scam too. This is a help forum - bad advice will get you banned, and we do not consider "just joking" to be a defense of advice that would be harmful if followed. In ABOUT UPDATE- I noticed that on the envelope it said postage paid by Fidelity. some banks will verify this info for a third party if specifically asked, some wont. Independent Investment Broker-Dealers. We pride ourselves on creating relationships that last. Access the headquarters listing for Fidelity Investments. NE, Suite A-2. You'll need to include information from the form to to you tax return. National Financial Services LLC Statement of Financial Condition (SOFC) Under the Securities and Exchange Act of 1934, on a semiannual basis, NFS is required to provide information regarding its financial standing. Learn about taxes, budgeting, saving, borrowing, reducing debt, investing, and planning for retirement. I spent my last 11 years at the I.R.S. NFSBehind the scenes of every trade and statement. National Calibration Inc Calibration Service Website 28 YEARS IN BUSINESS (505) 252-7288 National Priorities. National Financial Services LLC is categorized under Securities (SIC code 6211). Box 28019Albuquerque, NM 87125-8019. document.getElementById( "ak_js_1" ).setAttribute( "value", ( new Date() ).getTime() ); 364 Williamson Road, Suite 302 All Companies Named NATIONAL FINANCIAL SERVICES, LLC Search All New Mexico Companies Learn About Our Pro Search Subscription Service The information on this page is being provided for the purpose of informing the public about a matter of genuine public interest. We strive to become the laboratory that the U.S. turns to first for technology solutions to the most challenging problems that threaten peace and freedom for our nation and the globe. ._3oeM4kc-2-4z-A0RTQLg0I{display:-ms-flexbox;display:flex;-ms-flex-pack:justify;justify-content:space-between} .LalRrQILNjt65y-p-QlWH{fill:var(--newRedditTheme-actionIcon);height:18px;width:18px}.LalRrQILNjt65y-p-QlWH rect{stroke:var(--newRedditTheme-metaText)}._3J2-xIxxxP9ISzeLWCOUVc{height:18px}.FyLpt0kIWG1bTDWZ8HIL1{margin-top:4px}._2ntJEAiwKXBGvxrJiqxx_2,._1SqBC7PQ5dMOdF0MhPIkA8{vertical-align:middle}._1SqBC7PQ5dMOdF0MhPIkA8{-ms-flex-align:center;align-items:center;display:-ms-inline-flexbox;display:inline-flex;-ms-flex-direction:row;flex-direction:row;-ms-flex-pack:center;justify-content:center} Fidelity Capital Markets offers a suite of electronic brokerage products and execution services across multiple asset classes, including equities, fixed income, options, and FOREX, as well prime brokerage, securities lending, and municipal- and bank issued brokered CD underwriting. verify that the form has been deleted. I would start by googling the information on the check, and cross referencing it to your own Google search for National Financial Services. LLC Find an Advisor. Been part of TTLive, Full Service TTL, was part of Accuracy guaran BBA- Specialization: Accounting, MBA- Specialization: Asset Management, EA. Using this product is consent to such transmission of this information; such consent is effective at all times when using this site. Contact Not sure if you need an appointment? ._1sDtEhccxFpHDn2RUhxmSq{font-family:Noto Sans,Arial,sans-serif;font-size:14px;font-weight:400;line-height:18px;display:-ms-flexbox;display:flex;-ms-flex-flow:row nowrap;flex-flow:row nowrap}._1d4NeAxWOiy0JPz7aXRI64{color:var(--newCommunityTheme-metaText)}.icon._3tMM22A0evCEmrIk-8z4zO{margin:-2px 8px 0 0} Best for Targeted Approach to Wealth . 7200 Menaul Blvd NE, Albuquerque, NM 87110, 8500 Menaul Blvd NE, Albuquerque, NM 87112, 4900 Pan American Fwy, Albuquerque, NM 87109, 2113 Wyoming Blvd NE, Albuquerque, NM 87112, 6300 Riverside Plaza Ln NW Ste 150, Albuquerque, NM 87120, 1000 Eubank Blvd NE Ste D, Albuquerque, NM 87112, 10200 Corrales Rd NW Ste C-2, Albuquerque, NM 87114, 6500 Jefferson St NE Ste 130, Albuquerque, NM 87109, 12251 Academy Rd NE Ste 102, Albuquerque, NM 87111, 8901 Golf Course Rd NW, Albuquerque, NM 87114, 9200 Montgomery Blvd NE, Albuquerque, NM 87111, 10211 Montgomery Blvd NE Ste 3, Albuquerque, NM 87111, 8000 Paseo Del Norte NE Ste C-9, Albuquerque, NM 87122, 7410 Montgomery Blvd NE Ste 103, Albuquerque, NM 87109, 8205 Spain Rd NE Ste 103, Albuquerque, NM 87109, 1540 Tramway Blvd NE Ste B, Albuquerque, NM 87112. *In Canada, trademark(s) of the International Association of Better Business Bureaus, used under License. ._2cHgYGbfV9EZMSThqLt2tx{margin-bottom:16px;border-radius:4px}._3Q7WCNdCi77r0_CKPoDSFY{width:75%;height:24px}._2wgLWvNKnhoJX3DUVT_3F-,._3Q7WCNdCi77r0_CKPoDSFY{background:var(--newCommunityTheme-field);background-size:200%;margin-bottom:16px;border-radius:4px}._2wgLWvNKnhoJX3DUVT_3F-{width:100%;height:46px} Your resource for important regulatory and supplemental tax-related information from National Financial Services LLC (NFS). Finding a Top Financial Advisor Firm in Albuquerque, New Mexico. Ad 1. Is there an address on it you can use to check? 300 Central Ave SW, Suite 3000, PO Box 987, Albuquerque, NM 87103. This website is using a security service to protect itself from online attacks. According to our records, this business is located at in Jersey City (in Hudson County), New Jersey 07311, the location GPS coordinates are: 40.7888301 (latitude), -74.0451024 (longitude). order instituting administrative and cease-and-desist proceedings, pursuant to section 8a of the securities act of 1933, section 15(b) of the securities exchange act of 1934, and section 203(e) of the investment advisers act of 1940, making findings, and imposing remedial sanctions and a cease- Edward Jones - Financial Advisor: Alexis Bachicha, Edward Jones - Financial Advisor: Bernard L Ela, Edward Jones - Financial Advisor: Beth A Chase, Edward Jones - Financial Advisor: Julie R Epling, Edward Jones - Financial Advisor: Mary Bunch, Edward Jones - Financial Advisor: Matthew J Ports, Edward Jones - Financial Advisor: Moira K Amado-McCoy, Edward Jones - Financial Advisor: Nathan A Wilkes, Edward Jones - Financial Advisor: Ric Tredwin, Edward Jones - Financial Advisor: Roman Anaya, Edward Jones - Financial Advisor: Ryan Guth, Edward Jones - Financial Advisor: Todd White, Edward Jones - Financial Advisor: Zane A Myers, Edward Jones - Financial Advisor: Andrew L Spears, Edward Jones - Financial Advisor: Jim Byrd, Edward Jones - Financial Advisor: Mike Enriquez.

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